Our network of experts has decades of experience working directly with financial services regulators, including US, European, and Canadian regulators.  We know the budget and resource constraints of community banks, so we help them implement right-sized compliance programs that meet regulatory requirements and are sustainable for community banks.

Have questions for our network of experts?  We encourage you to submit your questions.  We post our answers to a public FAQ, but we never post any personal details about those submitting the questions.  Give us a try today!

iKinetiq’s experts are dedicated to helping clients understand the impact of regulatory enforcement actions.  We have developed the Third-Party, Operational, and Compliance (TPOC) Risk Framework^© to calculate the TPOC Risk Rating for each regulatory enforcement action based on our proprietary methodology.  There are four risk levels:  Low (green); Medium (yellow); High (orange); and, Very High (red).  

Our team of experts create a TPOC Risk Card for key regulatory enforcement actions.  The Cards provide our clients with a summary of the information needed to understand quickly how the enforcement action impacts their business.  The Cards and the array of tools contained in our TPOC Risk Framework System help our clients avoid similar enforcement actions and fines.